Disclosure

Samar Wealth Advisors is registered with SEBI as a Research Analyst and Investment Advisor, holding the registration numbers INH000018036 and INA000019345, respectively. Our BASL Membership ID is 2187. The registered office address of 31-A, Race Course Road, Amritsar, Punjab - 143001.

The content and data available in the material prepared by the firm and on the website of the firm, including but not limited to index value, return numbers and rationale are for information and illustration purposes only. Charts and performance numbers do not include the impact of transaction fee and other related costs. Past performance does not guarantee future returns and performances of the portfolios are subject to market risk. Data used for calculation of historical returns and other information is provided by exchange approved third party vendors and has neither been audited nor validated by the Firm.

Information present in the material prepared by the firm and on the website of the firm shall not be considered as a recommendation or solicitation of an investment. Investors are responsible for their investment decisions and are responsible to validate all the information used to make the investment decision. Investor should understand that his/her investment decision is based on personal investment needs and risk tolerance, and information present in the material prepared by the firm and on the website of the firm is one among many other things that should be considered while making an investment decision.

Samar Wealth Advisors has a contractual arrangement with a vendor - Smallcase Technologies Private Limited (STPL); whereby STPL provides technology solutions and related back-end infrastructure along with support for back-office related operations & processes. STPL does not provide any investment advice or recommendation nor does it make any claim of returns or performance with respect to any advice or recommendation.

Investments in securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

The purpose of the Document is to provide essential information about the Research Analyst Services in a manner to assist and enable the prospective client/client in making an informed decision for engaging Research Analyst before investing.

A. Descriptions about Samar Wealth Advisors

History, Present Business, and Background:

Samar Wealth Advisors Samar Wealth is a SEBI Registered Investment Advisor (INA000019345) and Research Analyst Firm (INH000018036). Our mission is to empower clients to build long-term wealth through a meticulous, data-driven approach to investing. We specialize in stock market investments, equity research, and financial planning, focusing on identifying hidden gems by leveraging our mantra of Growth Trilogy which is based on three fundamental tools; Growth, Momentum and Value.

Terms & Conditions for Research Analyst Services:

Samar Wealth Advisors provides Research Analyst services that include the publication of research reports, security analysis, and market insights. These services are delivered through various means, such as reports, newsletters, and digital platforms. Samar Wealth Advisors does not engage in executing transactions or managing individual portfolios. All decisions based on Samar Wealth Advisors’s research are made solely by the client, and Samar Wealth Advisors assumes no responsibility for the outcomes of such decisions. The terms of use for Samar Wealth Advisors’s research services are governed by the agreements and disclosures made available to all clients, and Samar Wealth Advisors reserves the right to amend or update these terms as necessary.

Disciplinary history

No action has been taken against the Individual or the Firm as an Research Analyst by any regulator.

Affiliations with other intermediaries

No other affiliations or intermediaries have been registered.

B. Disclosures with respect to receipt of any consideration by way of remuneration or compensation or in any other form whatsoever, received or receivable by Samar Wealth Advisors or any of its associates or subsidiaries for any distribution or execution services in respect of the researches or securities for which the research analysis is provided to the client

Samar Wealth Advisors does not have any distribution or execution arrangement with the issuers of the securities, that Samar Wealth Advisors publishes research on.

C. Disclosure of consideration by way of remuneration or compensation or in any form whatsoever with respect to recommending the services of a stock broker or other intermediary to a client

Samar Wealth Advisors does not recommend services of any stock broker or intermediary to a client. Samar Wealth Advisors does not have any commission sharing agreement with any intermediary for recommending the services either as a stock broker or as other intermediary.

D. Disclosures with respect to Samar Wealth Advisors’s own holding position in financial products / securities

Although Samar Wealth Advisors is not registered as a broker with SEBI, it is not actively engaged in to any proprietary trading. It invests in financial products / securities.

E. Actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of research analyst services:

Samar Wealth Advisors is a separately identifiable department which has an independent activity of providing the Research Analyst services. Samar Wealth Advisors does not provide any other services in stock broking, depository, and distribution of mutual funds and third-party products. We provide Investment Advisory services as well.

F. Disclosure of all material facts relating to the key features of the research, particularly, performance track record, warnings, disclaimers etc.

Clients are requested to go through the detailed key features, performance track record of the product, or security including warnings, disclaimers etc. before investing as and when provided by the Research Analyst. Such product materials may also be available on www.sebi.gov.in or www.nseindia.com or www.bseindia.com.

G. Drawing client’s attention to warnings, disclaimers in documents, advertising materials relating to investment products.

Samar Wealth Advisors and the Research Analysts of Samar Wealth Advisors who provide the research analysis to the clients, shall draw the client’s attention to the warnings, disclaimers in documents, advertising materials relating to an investment product/s which he/she/they is/are publishing in the research.

H. Standard Risk Factors as perceived by Research Analyst:

Investments in equities, derivatives and mutual funds are subject to market risks and there is no assurance or guarantee that the objective of the research will be achieved.
The past performance does not indicate its future performance. There is no assurance that past performances will be repeated. Investors are not being offered any guaranteed or indicative returns.
The performance of the research may be affected by changes in Government policies, general levels of interest rates and risks associated with trading volumes, liquidity and settlement systems in equity and debt markets.
Investments in the research which the Clients have opted are subject to wide range of risks which inter alia also include but not limited to economic slowdown, volatility & illiquidity of the stocks, poor corporate performance, economic policies, changes of Government and its policies, acts of God, acts of war, civil disturbance, sovereign action and /or such other acts/ circumstance beyond the control of Samar Wealth Advisors or any of its fellow subsidiaries.
The names of the research do not in any manner indicate their prospects or returns. The performance in the equity research may be adversely affected by the performance of individual companies, changes in the market place and industry specific and macro-economic factors.
Investments in debt instruments and other fixed income securities are subject to default risk, liquidity risk and interest rate risk. Interest rate risk results from changes in demand and supply for money and other macroeconomic factors and creates price changes in the value of the debt instruments.
Engaging in securities lending is subject to risks related to fluctuations in collateral value / settlement/ liquidity/counterparty.
The research may use derivatives instruments like index futures, stock futures and options contracts, warrants, convertible securities, swap agreements or any other derivative instruments. Usage of derivatives will expose portfolio to certain risk inherent to such derivatives.
The use of derivative requires a high degree of skill, diligence and expertise. Thus, derivatives are highly leveraged instruments. Small price movement in the underlying security could have a large impact on their value. Other risks in using derivatives include the risk of mis-pricing or improper valuation of derivatives and the inability of derivatives to correlate perfectly with underlying assets, rates and indices.

General Risks:

We trust that, before executing on the research of the Research Analyst,we have provided you with all the information about the research, risk factors etc. and you have gone through all the relevant information about the research and have sought requisite clarification about the same.

Samar Wealth Advisors shall maintain complete confidentiality of all information provided by the client/s and shall not disclose any such information, without your prior consent except if such disclosure is required to be made in compliance with any applicable law or regulatory direction.

Investors Services:

The detail of investor relation officer who shall attend to the investor queries and complaints is mentioned below:

License Holder Name: Samar Wealth Advisors

Brand Name: Samar Wealth Advisors

SEBI Registration No.: INH000018036

Registered Address: 31-A, Race Course Road, Amritsar, Punjab - 143001

Support Telephone: +91 97797 74529

Support Email: support@samarwealth.com

Compliance/Grievance Officer Details: Raghav Wadhwa, samarwealth@gmail.com

Compliance/Grievance Officer Details:

Name: Raghav Wadhwa

Email: samarwealth@gmail.com

Contact: +91 98880 13123